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SEC Proposes Rules for the Registration and Regulation of Security-Based Swap Execution Facilities

The Securities and Exchange Commission proposed this week new Regulation SE under the Securities Exchange Act of 1934 (the Exchange Act) to create a...

2019 court case against Hadari Oshri exposes her dodgy, aggressive legal maneuvers

  AN IMPORTANT NOTE: On June 22, 2021, Hadari Oshri –Marc Lubaszka’s business partner– filed a frivolous civil harassment restraining order (CHRO) against Investor News...

$90 Million Yacht of Sanctioned Russian Oligarch Viktor Vekselberg Seized by Spain at Request of US

Note: Footage of the seizure is available here. View the statement from the Attorney General on today's seizure here. Spanish law enforcement this week executed a Spanish court...

Takeover Bid of Fortune 500 Company was a Sham, SEC claims

The Securities and Exchange Commission has charged Melville ten Cate, a U.S. citizen residing abroad, with fraud stemming from his allegedly phony offer to...

SEC Proposes Rules to Include Certain Significant Market Participants as “Dealers” or “Government Securities Dealers”

Washington D.C. — The Securities and Exchange Commission has proposed proposed two rules that would require market participants, such as proprietary (or principal) trading...

SEC Proposes Rules to Enhance Disclosure and Investor Protection Relating to Special Purpose Acquisition Companies, Shell Companies, and Projections

Washington D.C. — The Securities and Exchange Commission today proposed new rules and amendments to enhance disclosure and investor protection in initial public offerings...

Tech Company Employees, Family and Friends Charged in $1M Scheme in California

SEC Charges Seven California Residents in Insider Trading Ring Washington D.C. — The Securities and Exchange Commission has announced insider trading charges against three software...

Women’s History Month Event: SEC to Host Free Virtual Financial Fraud Webinar

Washington D.C. — On March 29, 2022 at 7 p.m. ET the Securities and Exchange Commission’s New York Regional Office, in coordination with Alpha...

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