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TradeStation Crypto Charged for Unregistered Offer and Sale of Crypto Asset Lending Product

Florida-based company agrees to settle charge concerning interest feature on crypto asset accounts Washington D.C. — The Securities and Exchange Commission today announced charges against...

Four Long Island men charged with $2M “free-riding” scheme

Washington D.C. — The Securities and Exchange Commission has announced fraud charges against Eduardo Hernandez, Christopher Flagg, Daquan Lloyd, and Corey Ortiz, all currently...

CA resident charged with multimillion dollar ponzi scheme

Washington D.C. — The Securities and Exchange Commission today charged Richmond, California resident Tilila Walker Sumchai with raising approximately $11.8 million from more than...

Former Pfizer Statistician Charged with Insider Trading

Employee and friend traded ahead of Pfizer’s “game-changer” announcement on the success of its Paxlovid trial Washington D.C. — The Securities and Exchange Commission has...

SEC Shuts Down WeedGenics $60 Million Cannabis Offering Fraud

Washington D.C. — The Securities and Exchange Commission obtained an emergency order to halt an alleged ongoing offering fraud and Ponzi-like scheme by Integrated...

Former Coinbase Manager and His Brother Agree to Settle Insider Trading Charges Relating to Crypto Asset Securities

Washington D.C. — The Securities and Exchange Commission today announced that former Coinbase product manager Ishan Wahi and his brother, Nikhil Wahi, agreed to...

HSBC and Scotia Capital Charged with Widespread Recordkeeping Failures

Firms admit to wrongdoing and agree to pay penalties in SEC’s ongoing recordkeeping initiative Washington D.C., — The Securities and Exchange Commission this week charged...

SEC Alleges Son and Father-in-Law Touted Faith to Target Church Members in $20 Million Offering Fraud

Washington D.C. — The Securities and Exchange Commission today charged Brett M. Bartlett, his father-in-law Scott A. Miller, and their companies for fraudulent securities...

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