SEC Announces Older Investor Roundtable Virtual Event on April 28
Washington D.C. — The Securities and Exchange Commission will hold a virtual event on April 28 along with the North American Securities Administrators Association...
Check out SEC’s updated list of firms using inaccurate information to solicit investors
Washington D.C. — The Securities and Exchange Commission today announced that it updated its list of unregistered entities that use misleading information to solicit...
Sameday Health settles with LA over fake COVID-19 test results
Los Angeles – Calling alleged actions by a COVID-19 testing company a serious violation of public trust, City Attorney Mike Feuer has announced two...
DOJ announces nationwide coordinated law enforcement action to combat health care-related COVID-19 fraud
Criminal Charges Brought Against Owners and Executives of Medical Businesses, Physicians, Marketers, and Manufacturers of Fake COVID-19 Vaccination Record Cards with Losses Exceeding $149...
16 defendants charged in international $194M “pump and dump” plots
SEC Uncovers $194 Million Penny Stock Schemes that Spanned Three Continents
This week the Securities and Exchange Commission announced charges against 16 defendants, located in...
Former CFO of Publicly Traded Brazilian Company Charged in Fraud Scheme
A superseding indictment was unsealed today in the Southern District of Iowa charging the former Chief Financial Officer (CFO) of publicly traded reinsurance company,...
Former Bank Employee Pleads Guilty to Manipulating U.S. Treasury Securities Prices
A former trader at a global financial institution pleaded guilty today to manipulating U.S. Treasury securities prices
According to court documents, Tyler Forbes, 27, of...
TRO and asset freeze against alleged perpetrators of nearly $450M Ponzi Scheme
Washington D.C. — The Securities and Exchange Commission today announced charges and an asset freeze against several Las Vegas-area individuals and companies allegedly behind...
US Leads Seizure of One of the World’s Largest Hacker Forums and Arrests Administrator
The Department of Justice today announced the seizure of the RaidForums website, a popular marketplace for cybercriminals to buy and sell hacked data, and unsealed...
Former Goldman Sachs Investment Banker Convicted in Massive Bribery and Money Laundering Scheme
Roger Ng Found Guilty of Conspiring to Violate the Foreign Corrupt Practices Act and Commit Money Laundering in Connection with 1MDB Scheme
A former Managing...
