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Two Individuals Convicted for $11M COVID-19 Relief Fraud Scheme

A federal jury in Atlanta convicted a Georgia man and woman yesterday for their roles in an over $11 million Paycheck Protection Program (PPP)...

Van Eck Associates Charged for Failing to Disclose Influencer’s Role in Connection with ETF Launch

Washington D.C. — The Securities and Exchange Commission today announced that registered investment adviser Van Eck Associates Corporation has agreed to pay a $1.75...

SEC Announces New Rules Impacting Certain Dealer Roles

Washington D.C. — The Securities and Exchange Commission today adopted two rules that require market participants who engage in certain dealer roles, in particular...

TradeStation Crypto Charged for Unregistered Offer and Sale of Crypto Asset Lending Product

Florida-based company agrees to settle charge concerning interest feature on crypto asset accounts Washington D.C. — The Securities and Exchange Commission today announced charges against...

Former co-CEOs of CA tech startup charged with fraud

Washington D.C. — The Securities and Exchange Commission this week announced charges against Jake Soberal and Irma Olguin, Jr., the former co-CEOs of Fresno,...

Four Long Island men charged with $2M “free-riding” scheme

Washington D.C. — The Securities and Exchange Commission has announced fraud charges against Eduardo Hernandez, Christopher Flagg, Daquan Lloyd, and Corey Ortiz, all currently...

CA resident charged with multimillion dollar ponzi scheme

Washington D.C. — The Securities and Exchange Commission today charged Richmond, California resident Tilila Walker Sumchai with raising approximately $11.8 million from more than...

LA-Based Media and Entertainment Company Charged with Unregistered Offering of NFTs

Washington D.C. — The Securities and Exchange Commission this week charged Impact Theory, LLC, a media and entertainment company headquartered in Los Angeles, with...

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