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Tampa-based health insurance distributor and its former CEO accused of investment & consumer misrepresentation

Washington D.C. — The Securities and Exchange Commission this week announced charges against Health Insurance Innovations (HII) and its former CEO Gavin Southwell for...

Empires Consulting Corp. hit with fraud charges over fake trading scheme

As scheme collapsed, defendants stopped investor withdrawals and relocated to Brazil Washington D.C. — The Securities and Exchange Commission has announced fraud charges against Empires...

DOJ charges six individuals with cryptocurrency fraud over $100M in intended losses

The Department of Justice, together with federal law enforcement partners, has announced criminal charges against six defendants in four separate cases for their alleged...

UBS to Pay $25 Million to Settle Fraud Charges

Washington D.C. — The Securities and Exchange Commission has announced that UBS Financial Services Inc. has agreed to pay approximately $25 million to settle...

Serial Fraudster Previously Extradited from Mexico Pleads Guilty to Multiple Investment Fraud Schemes

A California man was extradited from Mexico on March 8 and pleaded guilty today to conspiracy to commit mail fraud and wire fraud, mail...

The exposé Hadari Oshri and her attorney tried to stop wins LA Press Club award

  AN IMPORTANT NOTE: On June 22, 2021, Hadari Oshri –Marc Lubaszka’s business partner– filed a civil harassment restraining order (CHRO) against Investor News reporter...

SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers

Washington D.C. — The Securities and Exchange Commission has adopted amendments to require certain documents filed by investment advisers, institutional investment managers, and certain...

SEC Charges Firm and Five Brokers with Violations of Reg BI

Brokerage firm sold $13.3 million worth of high-risk bonds to retirees and other retail investors Washington D.C. — The Securities and Exchange Commission has charged...

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