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LA-Based Media and Entertainment Company Charged with Unregistered Offering of NFTs

Washington D.C. — The Securities and Exchange Commission this week charged Impact Theory, LLC, a media and entertainment company headquartered in Los Angeles, with...

Former New Jersey Corrections Officer Charged with Crypto Fraud Scheme Targeting Law Enforcement Personnel

John DeSalvo also charged with fraud in separate investment scheme Washington D.C. — The Securities and Exchange Commission has charged former New Jersey State Correctional...

SEC obtains emergency order against Utah-based company’s crypto asset fraud scheme

Washington D.C. — The Securities and Exchange Commission has announced that it obtained a temporary asset freeze, restraining order, and other emergency relief against...

RSE Markets Inc. Charged for Operating an Unregistered Securities Exchange

Washington D.C. — The Securities and Exchange Commission has announced settled charges against RSE Markets Inc. for operating as an unregistered exchange by maintaining...

Former Pfizer Statistician Charged with Insider Trading

Employee and friend traded ahead of Pfizer’s “game-changer” announcement on the success of its Paxlovid trial Washington D.C. — The Securities and Exchange Commission has...

Former Coinbase Manager and His Brother Agree to Settle Insider Trading Charges Relating to Crypto Asset Securities

Washington D.C. — The Securities and Exchange Commission today announced that former Coinbase product manager Ishan Wahi and his brother, Nikhil Wahi, agreed to...

HSBC and Scotia Capital Charged with Widespread Recordkeeping Failures

Firms admit to wrongdoing and agree to pay penalties in SEC’s ongoing recordkeeping initiative Washington D.C., — The Securities and Exchange Commission this week charged...

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