Empires Consulting Corp. hit with fraud charges over fake trading scheme
As scheme collapsed, defendants stopped investor withdrawals and relocated to Brazil
Washington D.C. — The Securities and Exchange Commission has announced fraud charges against Empires...
Tech companies owner arrested in LA for alleged $45M investment fraud scheme involving over...
A Nevada man has been arrested in Los Angeles for an alleged investment fraud scheme that defrauded more than 10,000 victims of over $45...
DOJ charges six individuals with cryptocurrency fraud over $100M in intended losses
The Department of Justice, together with federal law enforcement partners, has announced criminal charges against six defendants in four separate cases for their alleged...
UBS to Pay $25 Million to Settle Fraud Charges
Washington D.C. — The Securities and Exchange Commission has announced that UBS Financial Services Inc. has agreed to pay approximately $25 million to settle...
Serial Fraudster Previously Extradited from Mexico Pleads Guilty to Multiple Investment Fraud Schemes
A California man was extradited from Mexico on March 8 and pleaded guilty today to conspiracy to commit mail fraud and wire fraud, mail...
The exposé Hadari Oshri and her attorney tried to stop wins LA Press Club...
AN IMPORTANT NOTE: On June 22, 2021, Hadari Oshri –Marc Lubaszka’s business partner– filed a civil harassment restraining order (CHRO) against Investor News reporter...
Aitana Vargas walks red carpet at tonight’s LA Press Club awards gala
AN IMPORTANT NOTE: On June 22, 2021, Hadari Oshri –Marc Lubaszka’s business partner– filed a civil harassment restraining order (CHRO) against Investor News reporter...
SEC Adopts Rules to Require Electronic Filing for Investment Advisers and Institutional Investment Managers
Washington D.C. — The Securities and Exchange Commission has adopted amendments to require certain documents filed by investment advisers, institutional investment managers, and certain...
SEC Charges Egan-Jones Ratings Co. and CEO with Conflict of Interest Violations
Washington D.C. — The Securities and Exchange Commission has charged Haverford, PA-based Egan-Jones Ratings Company, a nationally recognized statistical rating organization (NRSRO) registered with...
SEC Charges Firm and Five Brokers with Violations of Reg BI
Brokerage firm sold $13.3 million worth of high-risk bonds to retirees and other retail investors
Washington D.C. — The Securities and Exchange Commission has charged...
