SEC obtains emergency order against Utah-based company’s crypto asset fraud scheme
Washington D.C. — The Securities and Exchange Commission has announced that it obtained a temporary asset freeze, restraining order, and other emergency relief against...
RSE Markets Inc. Charged for Operating an Unregistered Securities Exchange
Washington D.C. — The Securities and Exchange Commission has announced settled charges against RSE Markets Inc. for operating as an unregistered exchange by maintaining...
PetSmart to Pay $1.46 Million For Charging Customers Prices Higher than those Advertised
Los Angeles (CA) – Los Angeles County District Attorney George Gascón announced today that PetSmart LLC has been ordered to pay $1.46 million to...
Former Pfizer Statistician Charged with Insider Trading
Employee and friend traded ahead of Pfizer’s “game-changer” announcement on the success of its Paxlovid trial
Washington D.C. — The Securities and Exchange Commission has...
SEC Charges Investment Fund Founder William K. Ichioka with $25 Million Offering Fraud
Washington D.C., June 22, 2023 — The Securities and Exchange Commission today charged William K. Ichioka, of New York, New York, with fraudulently raising...
Man Convicted of $54M Bribery and Kickback Scheme Involving Fraudulent Prescriptions
A federal jury convicted a Florida man for his role in a $54 million bribery and kickback scheme involving TRICARE, a federal program that...
SEC Shuts Down WeedGenics $60 Million Cannabis Offering Fraud
Washington D.C. — The Securities and Exchange Commission obtained an emergency order to halt an alleged ongoing offering fraud and Ponzi-like scheme by Integrated...
Disgraced businesswoman Hadari Oshri announces Gaya Ventures networking event in Malibu
AN IMPORTANT NOTE: On June 22, 2021, Hadari Oshri –Marc Lubaszka’s business partner– filed a civil harassment restraining order (CHRO) against Investor News reporter...
Former Coinbase Manager and His Brother Agree to Settle Insider Trading Charges Relating to...
Washington D.C. — The Securities and Exchange Commission today announced that former Coinbase product manager Ishan Wahi and his brother, Nikhil Wahi, agreed to...
HSBC and Scotia Capital Charged with Widespread Recordkeeping Failures
Firms admit to wrongdoing and agree to pay penalties in SEC’s ongoing recordkeeping initiative
Washington D.C., — The Securities and Exchange Commission this week charged...
