SEC Proposes Rules to Enhance Disclosure and Investor Protection Relating to Special Purpose Acquisition Companies, Shell Companies, and Projections
Washington D.C. — The Securities and Exchange Commission today proposed new rules and amendments to enhance disclosure and investor protection in initial public offerings...
Tech Company Employees, Family and Friends Charged in $1M Scheme in California
SEC Charges Seven California Residents in Insider Trading Ring
Washington D.C. — The Securities and Exchange Commission has announced insider trading charges against three software...
Adam Rogas raised $123M from investors using phony financial statements
Adam Rogas Raised $123 Million From Investors Using Financial Statements That Showed Tens of Millions of Dollars of Revenue and Assets that Did Not...
The US announces increased international cooperation to target Russian assets
Australia, Canada, the European Commission, Germany, Italy, France, Japan, the UK, and U.S., Agree to Increased Cooperation to Target Russian Assets
Attorney General Merrick B....
Idaho Man Pleads Guilty for Role in Tribal Fraud Scheme
PORTLAND, Ore. — A resident of the Fort Hall Reservation in Idaho and former CEO of the Warm Springs Economic Development Corporation (WSEDC) has...
Register for the SEC’s 41st Annual Small Business Forum to Impact Capital Raising Policy
Washington D.C. — The Office of the Advocate for Small Business Capital Formation will host the Securities and Exchange Commission’s 41st Annual Government-Business Forum...
Call Center Operators charged with fraud in $58 million penny stock scheme
Washington D.C. – The Securities and Exchange Commission today announced fraud charges against five individuals for allegedly operating a call center in Medellin, Colombia,...
SEC Charges Venture Capital Fund Adviser with Misleading Investors
Alumni Ventures Group, LLC Repays $4.7 Million
Washington D.C. — The Securities and Exchange Commission today charged venture capital fund adviser Alumni Ventures Group, LLC...
Hadari Oshri allegedly linked to attempted $370M nonexistent PPE COVID-19 scheme
A Special Report: The Harrowing Impunity of White-Collar Crime (Part IV)
The attempted sales are also allegedly linked to conman Marc Lubaszka’s private jet company,...
New Venture Exchanges – How The JOBS Act 3.0 should boost investments
The tsunami has all but ended in a defeat for many investors and companies. There is finally good news for equity investors. The JOBS...