HomeEquity Investing

Equity Investing

SEC Proposes Rules to Include Certain Significant Market Participants as “Dealers” or “Government Securities Dealers”

Washington D.C. — The Securities and Exchange Commission has proposed proposed two rules that would require market participants, such as proprietary (or principal) trading...

SEC Proposes Rules to Enhance Disclosure and Investor Protection Relating to Special Purpose Acquisition Companies, Shell Companies, and Projections

Washington D.C. — The Securities and Exchange Commission today proposed new rules and amendments to enhance disclosure and investor protection in initial public offerings...

Tech Company Employees, Family and Friends Charged in $1M Scheme in California

SEC Charges Seven California Residents in Insider Trading Ring Washington D.C. — The Securities and Exchange Commission has announced insider trading charges against three software...

Adam Rogas raised $123M from investors using phony financial statements

Adam Rogas Raised $123 Million From Investors Using Financial Statements That Showed Tens of Millions of Dollars of Revenue and Assets that Did Not...

The US announces increased international cooperation to target Russian assets

Australia, Canada, the European Commission, Germany, Italy, France, Japan, the UK, and U.S., Agree to Increased Cooperation to Target Russian Assets Attorney General Merrick B....

Idaho Man Pleads Guilty for Role in Tribal Fraud Scheme

PORTLAND, Ore. — A resident of the Fort Hall Reservation in Idaho and former CEO of the Warm Springs Economic Development Corporation (WSEDC) has...

Register for the SEC’s 41st Annual Small Business Forum to Impact Capital Raising Policy

Washington D.C. — The Office of the Advocate for Small Business Capital Formation will host the Securities and Exchange Commission’s 41st Annual Government-Business Forum...

Call Center Operators charged with fraud in $58 million penny stock scheme

Washington D.C. – The Securities and Exchange Commission today announced fraud charges against five individuals for allegedly operating a call center in Medellin, Colombia,...

Most Popular

spot_img