SEC proposes rules on cybersecurity risk management, strategy, governance, and incident disclosure by public companies
Washington D.C. — The Securities and Exchange Commission has proposed amendments to its rules to enhance and standardize disclosures regarding cybersecurity risk management, strategy,...
SEC Issues Awards Totaling Approximately $3 Million to Three Whistleblowers
Washington D.C. – The Securities and Exchange Commission today announced three awards totaling approximately $3 million to whistleblowers who provided information and assistance in...
City National Rochdale to Pay More Than $30 Million for Undisclosed Conflicts of Interest
Harmed Investors to Receive Amounts Recovered
Washington D.C., — The Securities and Exchange Commission today announced that registered investment adviser City National Rochdale, LLC (CNR)...
SEC Raises Threshold for Reg A+ Offerings to $75 Million
SEC Raises Threshold for Reg A+ Offerings to $75 Million
On November 2, the Securities and Exchange Commission (SEC) approved amendments, originally proposed in the SEC’s June...
Wall Street’s Favorite Four-Letter Word
Wall Street has a new obsession: special purpose acquisition companies (SPACs).
SPACs are an alternative to the traditional way businesses raise money known as initial public...
Reg CF will see $billions invested as it comes of age
Reg CF is increasing from $1.07 million to $5 million. This change alone should see Regulation Crowdfunding investment exceed $1 billion in 2021 (up from...
SEC Charges Biotech Company and CEO With Fraud Concerning COVID-19 Blood Testing Device
Washington D.C., Dec. 18, 2020 — The Securities and Exchange Commission today announced charges against California-based biotechnology company Decision Diagnostics Corp. and its CEO,...
SEC to Raise Reg CF to $5 Million, Reg A+ to $75 Million
Issuers rejoice as the SEC Raises Reg CF to $5 million and Reg A+ to $75 million.
The Securities and Exchange Commission delivered new proposals...
The Gig Economy is Over, Uber takes the beating
Uber, Postmates, Lyft have an uphill battle in trying to keep their business model sustainable thanks to new California worker law.
Uber and Lyft are...
Uber and Postmates Sue To Challenge California’s New Labor Law
Uber and Postmates Sue To Challenge California’s New Labor Law
SACRAMENTO, Calif. (AP) — Ride-share company Uber and on-demand meal delivery service Postmates sued Monday...