The Rise and Fall of Ripple is a Case Study in Mass Hysteria
Bitcoin is a cryptocurrency and worldwide payment system. It is the first decentralized digital currency, as the system works without a central bank or...
City National Rochdale to Pay More Than $30 Million for Undisclosed Conflicts of Interest
Harmed Investors to Receive Amounts Recovered
Washington D.C., — The Securities and Exchange Commission today announced that registered investment adviser City National Rochdale, LLC (CNR)...
Founders of cryptomining scheme accused of using investments to fund lavish lifestyle
SEC Halts Fraudulent Cryptomining and Trading Scheme
Washington D.C. — The Securities and Exchange Commission this week announced fraud charges against MCC International Corp. (MCC),...
Reg A Investor delivers the best start ups in Reg A+ and Reg CF
Reg A Investors delivers the best start ups in Reg A+ and Reg CF
Invest along side accredited investors in Early Stage Companies with Reg...
The EU Clarifies the Anti-Money Laundering Directive
Bitcoin is a cryptocurrency and worldwide payment system. It is the first decentralized digital currency, as the system works without a central bank or...
16 defendants charged in international $194M “pump and dump” plots
SEC Uncovers $194 Million Penny Stock Schemes that Spanned Three Continents
This week the Securities and Exchange Commission announced charges against 16 defendants, located in...
SEC Proposes A Broader Definition For Accredited Investor Status
SEC Proposes Giving More Investors Access to Private Markets
Americans who meet certain standards would be able to invest in startups before they become public.
WASHINGTON—More...
SEC Charges Egan-Jones Ratings Co. and CEO with Conflict of Interest Violations
Washington D.C. — The Securities and Exchange Commission has charged Haverford, PA-based Egan-Jones Ratings Company, a nationally recognized statistical rating organization (NRSRO) registered with...
SEC to Raise Reg CF to $5 Million, Reg A+ to $75 Million
Issuers rejoice as the SEC Raises Reg CF to $5 million and Reg A+ to $75 million.
The Securities and Exchange Commission delivered new proposals...
SEC Proposes Rules for the Registration and Regulation of Security-Based Swap Execution Facilities
The Securities and Exchange Commission proposed this week new Regulation SE under the Securities Exchange Act of 1934 (the Exchange Act) to create a...