SEC Extends Comment Period for Proposed Rules on Climate-Related Disclosures, Reopens Comment Periods for Proposed Rules Regarding Private Fund Advisers and Regulation ATS
Washington D.C. — The Securities and Exchange Commission this week announced that it has extended the public comment period on the proposed rulemaking to...
Reg CF will see $billions invested as it comes of age
Reg CF is increasing from $1.07 million to $5 million. This change alone should see Regulation Crowdfunding investment exceed $1 billion in 2021 (up from...
Allianz Global Investors Agrees to Pay More Than $1 Billion to Resolve SEC Charges
SEC Charges Allianz Global Investors and Three Former Senior Portfolio Managers with Multibillion Dollar Securities Fraud
Washington D.C. — The Securities and Exchange Commission (SEC)...
SEC Raises Threshold for Reg A+ Offerings to $75 Million
SEC Raises Threshold for Reg A+ Offerings to $75 Million
On November 2, the Securities and Exchange Commission (SEC) approved amendments, originally proposed in the SEC’s June...
Regulation D Explained: What Are Regulation D Offerings in Real Estate Crowdfunding?
Regulation D Explained: What Are Regulation D Offerings in Real Estate Crowdfunding?
Real estate crowdfunding, or the practice of funding a real estate investing venture by raising...
Founders of cryptomining scheme accused of using investments to fund lavish lifestyle
SEC Halts Fraudulent Cryptomining and Trading Scheme
Washington D.C. — The Securities and Exchange Commission this week announced fraud charges against MCC International Corp. (MCC),...
Aitana Vargas’s exposé on Hadari Oshri nominated for journalism award
AN IMPORTANT NOTE: On June 22, 2021, Hadari Oshri –Marc Lubaszka’s business partner– filed a civil harassment restraining order (CHRO) against Investor News reporter...
Leads Inc. AI launches investor lead generation and lead conversion technology
Leads Inc. launches revolutionary lead generation and lead conversions technology.
Since the official Leads rollout of this new technology they have seen impressive results for...
SEC Charges Egan-Jones Ratings Co. and CEO with Conflict of Interest Violations
Washington D.C. — The Securities and Exchange Commission has charged Haverford, PA-based Egan-Jones Ratings Company, a nationally recognized statistical rating organization (NRSRO) registered with...
SEC Charges Firm and Five Brokers with Violations of Reg BI
Brokerage firm sold $13.3 million worth of high-risk bonds to retirees and other retail investors
Washington D.C. — The Securities and Exchange Commission has charged...