UBS to Pay $25 Million to Settle Fraud Charges

Washington D.C. — The Securities and Exchange Commission has announced that UBS Financial Services Inc. has agreed to pay approximately $25 million to settle...

Former employee at Penn Interactive Ventures charged with insider trading

Software Engineer Traded, Tipped Friend of Company’s Acquisition Plans Washington D.C. — The Securities and Exchange Commission today announced insider trading charges against David Roda,...

The US announces increased international cooperation to target Russian assets

Australia, Canada, the European Commission, Germany, Italy, France, Japan, the UK, and U.S., Agree to Increased Cooperation to Target Russian Assets Attorney General Merrick B....