Man Convicted for $110M Cryptocurrency Scheme
A federal jury in New York convicted a man residing in Puerto Rico today of commodities fraud, commodities market manipulation, and wire fraud in...
Advisory Firm Senvest Management Charged with Recordkeeping and Other Failures
Washington D.C. — The Securities and Exchange Commission has announced charges against registered investment adviser Senvest Management LLC for widespread and longstanding failures to...
Five Investment Advisers Charged for Marketing Rule Violations
Washington D.C. — The Securities and Exchange Commission today announced settled charges against five registered investment advisers for Marketing Rule violations. All five firms...
SEC Encourages Investors to Plan for Their Financial Future During Financial Capability Month
Washington D.C. — The Securities and Exchange Commission’s Office of Investor Education and Advocacy (OIEA) has announced that its theme for April’s National Financial...
Las estafas financieras pueden perjudicar a individuos con Alzhéimer
Los individuos con Alzhéimer o demencia podrían exponerse a un mayor riesgo de ser víctima de una estafa financiera. Por ello, es importante combatir...
Skechers Charged with Making Undisclosed Payments to Executives’ Family Members
Washington D.C., March 7, 2024 — The Securities and Exchange Commission today announced that Skechers U.S.A. Inc., a footwear company based in California, agreed...
False social media statements get former Alfi CEO in trouble
Washington D.C. — The Securities and Exchange Commission today charged Paul A. Pereira, the former CEO and co-founder of Alfi, Inc., with making materially...
Husband of Energy Company Manager Charged with Insider Trading
Spouse purchased stock using non-public information about planned merger
Washington D.C. — The Securities and Exchange Commission this week charged Tyler Loudon of Houston, Texas,...
Foreign National Pleads Guilty to Role in Cybercrime Schemes Involving Tens of Millions of...
A Ukrainian national pleaded guilty last week to his role in two separate and wide-ranging malware schemes involving tens of millions of dollars in...
Six Men Sentenced for Roles in $20M COVID-19 Relief Fraud Ring
Six Texas men were sentenced a few days ago for their roles in a conspiracy to fraudulently obtain more than $20 million in forgivable...